Obligations
Annual filings and reviews, and when each client is next due.
›
Overdue
1,066
of 1,920 client files
›
Due within 30 days
75
of 1,920
›
Due within 90 days
179
of 1,920
Current
1,177
of 1,920
Next due
Soonest first, then the longest overdue.
| Client and obligation | Last on file | Status | |
|---|---|---|---|
| Astra Capital International Limitedclient 3792 · Client risk assessment | 26 Sep 2025 | due in 0 days | |
| DSC Meridian Credit Opportunitiesclient 3099 · Client risk matrix | 28 Sep 2025 | due in 2 days | |
| Pretzel Holdings Limitedclient 3145 · Client risk assessment | 29 Sep 2025 | due in 3 days | |
| Aster Foundationclient 3692 · Client risk matrix | 24 Apr 2024 | 520 days over | |
| Protocol Guild Foundationclient 3739 · Client risk matrix | 4 Jun 2024 | 479 days over | |
| Argo Distressed Credit Fund Limitedclient 3020 · Annual Return | 30 Jan 2022 | 1,335 days over | |
| CORE Foundationclient 3499 · Client risk assessment | 2 Jul 2025 | 86 days over |
By obligation
Overdue, due soon, and current.
| Obligation | Where each client file stands | Overdue | |
|---|---|---|---|
| Client risk assessment1,732 client files | 533 | ||
| Client risk matrix852 client files | 828 | ||
| Annual Return585 client files | 230 | ||
| Screening950 client files | 31 | ||
| AML report177 client files | 21 |
OverdueDue in 30 days
Due in 90 daysCurrent
An obligation is counted as due 365 days after the last one on file.